-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FF+6EvlhV/hY4QR2HGWrFACt7IfbQLsFvSvHaf5ciwM0eOy5BO5OAkZXwzLdXz/x 8tBeTT/nXGaKryWt0DTybg== 0000892569-97-000326.txt : 19970221 0000892569-97-000326.hdr.sgml : 19970221 ACCESSION NUMBER: 0000892569-97-000326 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WATSON PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000884629 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953872914 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44057 FILM NUMBER: 97524204 BUSINESS ADDRESS: STREET 1: 311 BONNIE CIRCLE CITY: CORONA STATE: CA ZIP: 91720 BUSINESS PHONE: 9092701400 MAIL ADDRESS: STREET 1: 311 BONNIE CIRCLE CITY: CORONA STATE: CA ZIP: 91720 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHAO ALLEN CENTRAL INDEX KEY: 0000938048 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O WATSON PHARMACEUTICALS INC STREET 2: 311 BONNIE CIRCLE DRIVE CITY: CORONA STATE: CA ZIP: 91720 MAIL ADDRESS: STREET 1: C/O WATSON PHARMACEUTICALS INC STREET 2: 311 BONNIE CIRCLE DRIVE CITY: CORONA STATE: CA ZIP: 917120 SC 13G/A 1 AMENDMENT #3 TO SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3 )* Watson Pharmaceuticals, Inc. (Name of Issuer) Common Stock, par value $0.0033 (Title of Class of Securities) 942683103 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 pages 2 CUSIP No. 942683103 SCHEDULE 13G PAGE 2 OF 4 PAGES --------------------- ----- ----- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allen Chao --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X ] --------------------------------------------------------------------- 3 SEC USE ONLY --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. --------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 2,115,393 SHARES -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH -------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 2,115,393 -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 -------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,115,393 --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ X ] --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7% --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 ITEM 1 (A) Name of Issuer: Watson Pharmaceuticals, Inc. ITEM 1 (B) Address of Issuer's Principal Executive Offices: 311 Bonnie Circle Corona, California 91720 ITEM 2 (A) Name of Person Filing: Allen Chao ITEM 2 (B) Address of Principal Business Office, or, if none, Residence: Watson Pharmaceuticals, Inc. 311 Bonnie Circle Corona, California 91720 ITEM 2 (C) Citizenship: U.S.A. ITEM 2 (D) Title of Class of Securities: Common Stock, par value $0.0033 ITEM 2 (E) CUSIP Number: 942683103 ITEM 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: not applicable ITEM 4 Ownership: The following information is provided as of December 31, 1996: (a) Amount Beneficially Owned: 2,115,393 shares. Comprises 478,793 shares subject to options which are exercisable, 793,213 shares held by Allen Chao Interests, Ltd., a partnership in which Mr. Chao is a controlling partner, 490,323 shares held by MAL Investment Company, a corporation of which Mr. Chao is a controlling shareholder and 353,064 shares held by Allen Chao and Lee Hwa Chao Family Trust. This statement shall not be construed as an admission that Mr. Chao is, for purposes of Section 13(d) or 13(g) of the Act, the beneficial owner of these securities. (b) Percent of Class: 5.7% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 2,115,393 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 2,115,393 (iv) shared power to dispose or to direct the disposition of: 0 Page 3 of 4 pages 4 ITEM 5 Ownership of Five Percent or Less of a Class: Not Applicable ITEM 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable ITEM 8 Identification and Classification of Members of the Group: Not Applicable ITEM 9 Notice of Dissolution of Group: Not Applicable ITEM 10 Certification: Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 5, 1997 -------------------------------------- Date ALLEN CHAO -------------------------------------- Signature Allen Chao, Chairman and CEO -------------------------------------- Name/Title ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----